Stuart Russell
CCP, BBus, FFin, BBus, Dip FP, GDip AppFin (Sec Inst)
Director |
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- 14 years financial services compliance experience
- Founding Principal of FSC in 2002
- Awarded designation of Certified Compliance Professional (CCP) from the Australasian Compliance Institute (ACI) in 2006
- Specialises in managed investment, financial planning and superannuation compliance
- Previously engaged as a Senior Investigator with ASIC and senior compliance management roles within the financial services industry
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Ian Carah
CCP, BBus(Acctg), GDip AppFin(Finsia), FFin, FCPA (FPS), FCSA
Director |
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- 20 years financial services industry experience
- Joined FSC as a Principal in 2004
- Specialises in superannuation and financial planning compliance for large industry super funds, due diligence review of service providers and Board assessments
- Previously engaged as a Senior Executive in financial services organisations and super funds
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Mary Doolan
CCP, FFin, GDip Admin (MBS), GDip AppFin (SIA), BCom
Compliance and Risk Consultant |
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- 18 years compliance and investigative experience in a regulatory environment
- Joined FSC in 2007
- Awarded designation of Certified Compliance Professional (CCP) from the Australasian Compliance Institute (ACI) in 2006
- Specialises in financial services, particularly managed investment schemes (mortgages, property, agriculture)
- Previously engaged as a Specialist Assistant Director, Compliance Structures and in other senior compliance roles within ASIC
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Lisa Arnold
AACI, BBus, GDip FP
Compliance and Risk Consultant |
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- Over 8 years financial services experience
- Joined FSC in 2005
- Accredited as an Associate (AACI) of the Australasian Compliance Institute (ACI) in 2006
- Specialises in financial planning and managed investment scheme compliance
- Previously engaged in management roles within a number of diverse and well respected national financial services organisations
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Tracy Williams
AACI, Ass Dip (Bus Acc)
Compliance and Risk Consultant |
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- Over 15 years financial services experience
- Joined FSC in 2006
- Accredited as an Associate (AACI) of the Australasian Compliance Institute (ACI) in 2007
- Specialises in managed investment (mortgage and property based), securitisation trusts, structured finance and custodial compliance and undertaking licensee compliance reviews
- Previously engaged as a Compliance Analyst with ASIC and in custodial management roles within the financial services industry
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Natalie Hoo
AACI, BCom (Acctg), BSc
Compliance and Risk Analyst |
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- Graduate from the University of Queensland with a double degree in Commerce and Science
- Joined FSC in 2007
- Accredited as an Associate (AACI) of the Australasian Compliance Institute (ACI) in 2008
- Specialises in managed investment scheme compliance
- Responsible for internal business operations
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