About Us
Key facts about Financial Services Consulting:
- Operating since 2002
- Based in Brisbane
- Privately owned
- Regulatory experience
- Professional compliance team members
- Integrated into small to medium sized financial service businesses
- Enhanced skill set within ASIC (AFSL and Credit) and APRA licensees
Our People
Stuart Russell
CCP, BBus, FFin, BBus, Dip FP, GDip AppFin (Sec Inst)
Director |
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- Over 17 years financial services compliance experience
- Founding Director of FSC in 2002
- Awarded designation of Certified Compliance Professional (CCP) from the Australasian Compliance Institute (ACI) in 2006
- Specialises in managed investments, securitisation, financial planning, superannuation, self-custody and AML/CTF compliance
- Previously engaged as a Senior Investigator with ASIC and senior compliance management roles within the financial services industry
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Tracy Williams
AACI, Ass Dip (Bus Acc)
Compliance and Risk Consultant |
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- Over 20 years financial services experience
- Joined FSC in 2006
- Accredited as an Associate (AACI) of the Australasian Compliance Institute (ACI) in 2007
- Specialises in managed investments, securitisation, structured finance, custodial and AML/CTF compliance and undertaking licensee compliance reviews
- Previously engaged as a Compliance Analyst with ASIC and in custodial management roles within the financial services industry
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