About Us

Key facts about Financial Services Consulting:

Our People

Directors
Stuart Russell   |   Ian Carah
Compliance & Risk Consultants
Mary Doolan    |   Lisa Arnold   |   Tracy Williams    
Compliance & Risk Analyst
Natalie Hoo

 

 

Stuart Russell

CCP, BBus, FFin, BBus, Dip FP, GDip AppFin (Sec Inst)

Director

CCP  
  • 14 years financial services compliance experience
  • Founding Principal of FSC in 2002
  • Awarded designation of Certified Compliance Professional (CCP) from the Australasian Compliance Institute (ACI) in 2006
  • Specialises in managed investment, financial planning and superannuation compliance
  • Previously engaged as a Senior Investigator with ASIC and senior compliance management roles within the financial services industry

 

Ian Carah

CCP, BBus(Acctg), GDip AppFin(Finsia), FFin, FCPA (FPS), FCSA
Director

CCP  
  • 20 years financial services industry experience
  • Joined FSC as a Principal in 2004
  • Specialises in superannuation and financial planning compliance for large industry super funds, due diligence review of service providers and Board assessments
  • Previously engaged as a Senior Executive in financial services organisations and super funds
 

 

Mary Doolan

CCP, FFin, GDip Admin (MBS), GDip AppFin (SIA), BCom
Compliance and Risk Consultant

CCP  
  • 18 years compliance and investigative experience in a regulatory environment
  • Joined FSC in 2007
  • Awarded designation of Certified Compliance Professional (CCP) from the Australasian Compliance Institute (ACI) in 2006
  • Specialises in financial services, particularly managed investment schemes (mortgages, property, agriculture)
  • Previously engaged as a Specialist Assistant Director, Compliance Structures and in other senior compliance roles within ASIC

 

Lisa Arnold

AACI, BBus, GDip FP
Compliance and Risk Consultant

AACI  
  • Over 8 years financial services experience
  • Joined FSC in 2005
  • Accredited as an Associate (AACI) of the Australasian Compliance Institute (ACI) in 2006
  • Specialises in financial planning and managed investment scheme compliance
  • Previously engaged in management roles within a number of diverse and well respected national financial services organisations

 

 

Tracy Williams

AACI, Ass Dip (Bus Acc)
Compliance and Risk Consultant

AACI  
  • Over 15 years financial services experience
  • Joined FSC in 2006
  • Accredited as an Associate (AACI) of the Australasian Compliance Institute (ACI) in 2007
  • Specialises in managed investment (mortgage and property based), securitisation trusts, structured finance and custodial compliance and undertaking licensee compliance reviews
  • Previously engaged as a Compliance Analyst with ASIC and in custodial management roles within the financial services industry

 

Natalie Hoo

AACI, BCom (Acctg), BSc
Compliance and Risk Analyst

AACI  
  • Graduate from the University of Queensland with a double degree in Commerce and Science
  • Joined FSC in 2007
  • Accredited as an Associate (AACI) of the Australasian Compliance Institute (ACI) in 2008
  • Specialises in managed investment scheme compliance
  • Responsible for internal business operations