Our Approach

FSC approach compliance on a commercial and practical basis which is achieved by adopting a consultative and educative process.

Our corporate philosophy is based on the belief that the most effective compliance occurs not just in the observance of rules, but also through establishing a set of ingrained values, attitudes, beliefs and habits that embrace the objectives of regulation.

FSC will achieve its objectives through:

• Independent and impartial execution of the compliance services
• Progressive transfer of compliance knowledge and experience onto the staff of its clients
• Implementation of checklists and risk management processes aimed at reducing compliance risks
• Monitoring compliance with compliance plan requirements, ASIC and APRA policy, AFS licence conditions, RSE Operating Standards and other relevant financial services regulation
• Training on compliance requirements
• Ensuring orgnisational competencies are appropriately maintained and monitored